Lilas Moua (appellant) appeals from a judgment entered after the trial court granted summary judgment in favor of Pittullo, Howington, Barker, Abernathy, LLP, P. Timothy Pittullo (Pittullo) and Jonathon A. Zitney (Zitney) (collectively respondents) on appellant's claim against respondents for legal malpractice. We affirm.
Appellant was born and educated in the United States. She began living with Alex Ng (Ng) in 1998. Appellant and Ng participated in a traditional Hmong marriage ceremony in February 2000.
On April 9, 2009, appellant retained respondents to assist her in obtaining a property settlement and child support from Ng. On April 23, 2009, respondents filed a petition for dissolution of marriage in the matter captioned Moua v. Ng, (Super. Ct. San Bernardino County, No. FAMRS901291) ("family law case"). Pittullo represented to appellant that there was a 50 percent chance that the family court would find her to be Ng's putative spouse.
In August 2009, appellant instructed respondents to stop work because she and Ng were negotiating a settlement. In August and September 2009, respondents communicated with appellant regarding the status of the settlement negotiations. In late August 2009, appellant informed respondents that she and Ng had reached a settlement, which included a one-time payment of $550,000. Ng later offered to enter into a stipulated judgment in the family law case providing, in part, that Ng would pay the sum of $550,000 to appellant.
In a letter dated October 30, 2009, Zitney informed appellant that there were significant risks involved with trying the putative spouse issue, and informed her that if she were to lose that issue, she could walk away with nothing.
In a letter dated April 27, 2010, Pittullo wrote to appellant informing her of his "strong" recommendation that she accept Ng's settlement offer of $550,000. Pittullo wrote: "Considering that you have a 50% chance of losing and walking away from $500,000, we have recommended that you accept the offer. However, the final decision is yours to make."
Appellant did not accept Ng's offer. On May 6, 2010, appellant advised respondents to stop working on the settlement because she was not interested in settling. On May 14, 2010, Pittullo sent appellant a letter indicating that because appellant expressly agreed to a judgment in court, and the court asked that such a judgment be drafted and presented, respondents were still drafting the agreement pursuant to the court's directive. Pittullo indicated that the court may have "significant issues" with appellant's decision to renege on the agreement.
On May 28, 2010, Ng's attorney, Howard D. Pilch, faxed respondents the negotiated attachment to judgment signed by Ng. It provided, in part, for payments totaling $605,000.
On June 1, 2010, appellant e-mailed respondents with a request to postpone all court dates on her case. On June 2, 2010, respondents sent appellant a copy of the attachment to judgment for her review.
On June 18, 2010, Steven L. Finston of Stolar wrote appellant a letter advising her to accept the $605,000 settlement offer. Finston indicated his opinion that appellant's chances of winning the putative spouse issue were "far lower" than 50/50. Appellant did not accept the offer. Instead she offered to settle for $750,000. Ng declined.
Appellant filed the present legal malpractice lawsuit against respondents and Stolar, among others, on October 7, 2011. Appellant's fourth amended complaint was filed October 15, 2012. It alleged one cause of action against respondents for legal malpractice.
On November 5, 2012, respondents filed their motion for summary judgment. In it, they argued that there was no proximate causal connection between the alleged breach and appellant's injury due to the fact that appellant's case was taken over by new attorneys prior to the conclusion of the matter. Further, respondents argued that appellant's claim was barred by the one-year statute of limitations found in Code of Civil Procedure section 340.6.
The motion was heard on August 15, 2013, and the matter was taken under submission. On August 20, 2013, the trial court issued an order granting the motion. The court explained its conclusion that "[t]here are no triable issues of material fact to show any causation of alleged damages caused by [respondents'] conduct. [Respondents] recommended that [appellant] accept the settlement offers." Judgment in favor of respondents was entered on September 13, 2013.
On October 2, 2013, appellant filed her notice of appeal.
The standard of review for an order granting or denying a motion for summary judgment or adjudication is de novo. (Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826, 860 [107 Cal.Rptr.2d 841, 24 P.3d 493] (Aguilar).) The trial court's stated reasons for granting summary relief are not binding on the reviewing court, which reviews the trial court's ruling, not its rationale. (Kids' Universe v. In2Labs (2002) 95 Cal.App.4th 870, 878 [116 Cal.Rptr.2d 158].)
A party moving for summary judgment "bears the burden of persuasion that there is no triable issue of material fact and that he is entitled to judgment as a matter of law." (Aguilar, supra, 25 Cal.4th at p. 850, fn. omitted.) "There is a triable issue of material fact if, and only if, the evidence would allow a reasonable trier of fact to find the underlying fact in favor of the party opposing the motion in accordance with the applicable standard of proof." (Ibid., fn. omitted.) "A defendant bears the burden of persuasion that `one or more elements of' the `cause of action' in question `cannot be established,' or that `there is a complete defense' thereto. [Citation.]" (Ibid.)
Generally, "the party moving for summary judgment bears an initial burden of production to make a prima facie showing of the nonexistence of any triable issue of material fact; if he carries his burden of production, he causes a shift, and the opposing party is then subjected to a burden of production of his own to make a prima facie showing of the existence of a triable issue of material fact.... A prima facie showing is one that is sufficient to support the position of the party in question. [Citation.]" (Aguilar, supra, 25 Cal.4th at pp. 850-851, fn. omitted.)
In the present matter, appellant argues that respondents' representation that there was a 50 percent chance that the family court would find her to be the putative spouse of Ng caused her to decline Ng's settlement offers of $550,000 and $605,000. Appellant asserts that she was damaged when the family law matter was dismissed and she recovered nothing.
Respondents point out that they recommended to appellant that she settle the case, advised her that there was significant risk in trying her case, and warned her that she could walk away with nothing if she lost the putative spouse issue. Respondents negotiated a stipulated judgment providing that Ng would pay appellant $605,000, which Ng signed. Respondents urged appellant to accept the settlement. Shortly thereafter, appellant retained new counsel, who also recommended that appellant accept the $605,000 offer. In spite of both counsel's recommendations, appellant rejected the settlement. Based on these undisputed facts, respondents take the position that it was appellant's own actions, in rejecting her attorneys' advice, which was the direct cause of her damage.
In addition, respondents argue that appellant's retention of subsequent counsel (Stolar), who independently advised appellant about Ng's offer of
Respondents also rely upon Filbin v. Fitzgerald (2012) 211 Cal.App.4th 154 [149 Cal.Rptr.3d 422] (Filbin). Filbin is a "settle and sue" case, "which involves a former client suing after litigation has been settled. Depending on whether the disgruntled client was the plaintiff or the defendant in the antecedent lawsuit, the basis of the claim is that the settlement was less than it should have been, or more than it had to be, by reason of the negligence of the party's attorney." (Id. at p. 157.) In Filbin, the trial court awarded former clients more than half a million dollars for malpractice by their former attorney. The Court of Appeal reversed, "concluding that as a matter of law there [was] no causal connection between the attorney's assertedly negligent acts and omissions and the amount the clients received when they settled." (Ibid.)
The matter involved an eminent domain proceeding initiated by San Luis Obispo County against the Filbins. An appraiser hired by Fitzgerald, the Filbins' attorney, appraised the property at $4,535,000. However, Mr. Filbin, a former real estate broker, believed the property was worth between $12 million and $15 million. (Filbin, supra, 211 Cal.App.4th at p. 159.) Fitzgerald advised the Filbins that they were required to make a final settlement offer under the mandatory settlement provisions found in Code of Civil Procedure section 1250.410. He also informed them that the law generally requires that the property owner make a settlement demand in a figure less than the
Similarly, respondents argue, appellant refused to follow their advice and accept Ng's settlement offer. Thereafter, appellant acquired new counsel, and it was with her new counsel's impartial advice that she proceeded. Appellant's ultimate decision not to settle, in spite of her attorneys' advice that she do so, was hers alone, and the consequences of that decision are likewise hers alone.
Because respondents have met their burden of production, there is a shift, and appellant is subjected to a burden of production of her own to make a prima facie showing of the existence of a triable issue of material fact as to the element of causation. (Aguilar, supra, 25 Cal.4th at pp. 850-851.) As set forth below, we find that appellant has failed to meet this burden.
Appellant states that, in reliance on respondents' negligent representation that there was a 50 percent chance the family court would find her to be Ng's putative spouse and award her $1.5 to $2 million, she declined to accept Ng's settlement offers. Appellant insists that if respondents had advised her that there was less than a 50 percent chance that she would be declared Ng's putative spouse, she would have accepted Ng's settlement offers. In other words, appellant claims, but for respondents' negligence, she would have obtained a greater reward.
Appellant argues that the trial court failed to credit her declaration, which states "In reliance on [respondents'] representation that there was a 50-percent chance that the family court would find me to be Ng's putative spouse and award me $1.5 to $2.0 million, I declined to sign the Attachment to Judgment (Family Law) that Ng signed on May 28, 2010, that provided for a payment of $605,000 to me." Appellant argues that it is axiomatic that a trial court may not weigh the evidence on summary judgment, thus it was improper for the trial court to reject this evidence in her declaration.
Appellant also disputes respondents' position that her replacement of respondents with new counsel broke the chain of causation, based on language in Cline v. Watkins (1977) 66 Cal.App.3d 174 [135 Cal.Rptr. 838] (Cline). Cline was a legal malpractice case which stemmed from a divorce proceeding. Watkins, Cline's former attorney, filed a divorce action on January 21, 1969, claiming several items as community property. Cline's former husband stated that he was receiving $376.15 per month in "Air Force retirement pay." However, Cline's community interest in the retirement pay was not asserted in the dissolution action. (Id. at p. 177.)
On May 13, 1969, a substitution of attorney was filed relieving Watkins of representation of Cline. A week later, an attorney named Scott was substituted as counsel. (Cline, supra, 66 Cal.App.3d at p. 177.) When Cline filed a malpractice action against both attorneys for their failure to assert her community property interest in the retirement money, Watkins demurred on the ground that there was no causal connection between his negligence and Cline's damage because he was relieved before judgment was entered and subsequent counsel could have cured the error.
The trial court sustained Watkins's demurrer, but the Court of Appeal reversed. The question addressed was "whether the negligence of Scott disclosed by the file in the dissolution action to have occurred after that of Watson is a superseding cause which as a matter of law excuses the latter from liability. [Citation.]" (Cline, supra, 66 Cal.App.3d at p. 178.) Thus, both attorneys were alleged to have committed the same negligence: failing to secure Cline's community property interest in her former husband's retirement fund. The question was whether the second attorney's negligence superseded Watkins's negligence. Finding the question to be one of foreseeability, the Court of Appeal determined that a factual issue existed.
In sum, appellant has failed to show the existence of a triable issue of material fact as to causation under the undisputed facts of this case.
Respondents have raised a second ground for summary judgment. They argue that the malpractice action against them is barred by the one-year statute of limitations found in Code of Civil Procedure section 340.6. The parties raise various conflicting arguments about when exactly appellant's cause of action accrued.
The judgment is affirmed. Respondents are awarded their costs of appeal.
Boren, P. J., and Ferns, J.,
Appellant also attempts to distinguish Filbin because the Filbins rejected Fitzgerald's advice. Appellant insists: "Obviously, after the Filbins rejected Fitzgerald's advice and hired new counsel, there could be no reliance on Fitzgerald or causation." However, the facts here show that appellant did exactly the same thing: she rejected respondents' advice to accept Ng's settlement offer, then hired new counsel. Following appellant's own logic, there can be no reliance or causation under these facts.